Corporate and M&A

Securities

Representative Matters

Working with litigators to assist clients in securities disputes - Our Securities Group works closely with the firm's litigators to represent clients involved in securities disputes. We have defended clients during litigation ranging from business acquisition disputes to enforcement actions to SRO arbitrations.
Helping investors recoup losses - Investors wronged by their financial advisors have retained our securities litigators to recoup their losses.
Representing a major national brokerage firm - Our firm's securities advisors and litigators have teamed up to represent a major national brokerage firm in an administrative investigation into the brokerage's sales and compliance practices.
Raising Capital for Corporate Clients - In the past year, corporate clients have turned to our corporate advisors both for help in raising needed capital to grow their businesses while maintaining control over the enterprise, and in serving as SEC counsel.

Firm Highlights

36 Preti Flaherty Attorneys, including 4 “Ones to Watch” Recognized by National Directory

Thirty-six Preti Flaherty attorneys, including four “Ones to Watch,” have been named to Best Lawyers in America 2025, a highly regarded directory of attorneys and law firms in the United States. The individual attorneys...

Event

Executing Profitable Energy Upgrades

Owners of existing and planned commercial buildings can use various energy credit and incentive programs to provide economic support for energy-related facilities and upgrades like energy efficiency measures, renewable energy generation, and improved insulation...

Publication

First Circuit Court Decision Highlights Key Insurance Coverage Issues for Construction Defects

Earlier this month, in Admiralty Insurance Company et. al. v. Tocci Building Corporation et. al , the First Circuit Court of Appeals offered important guidance on the scope of insurance coverage for construction defect claims...